What data will I need to provide to complete a 409A valuation?

There are some variations, but at a minimum, we need structural information, financial information, and some qualitative information. 

For examples:


  • Most Recent Capitalization Table
  • Articles of Incorporation
  • Debt Agreements (if any)


  • Most Recent Balance Sheet
  • Trailing-Twelve-Month Income Statement Ending the same date as the Balance Sheet
  • Projections (If Available)


  • Marketing / Pitch Deck
  • Management Bios

In the event that the Preferred Return Valuation Analyst requires additional files or clarity, they will reach out to you to discuss next steps.

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